The Australian Institute of Landscape Architects   NSW Group
        2005 Tree Manangement Forum

               Speakers' Papers          ISBN: XXXX

     
  
  



Criteria for Evaluating Urban Trees

 

A. Morton
Earthscape Horticultural Services, Consulting Arborist


INTRODUCTION

The evaluation of urban trees has been a challenge for many years. Trees are difficult to evaluate objectively because they are living and dynamic organisms. Various assessment criteria have been developed over time, each with a slightly different focus depending on the desired outcome.

These include assessment criteria to determine:-
• the monetary value of trees
• Asset valuation
• the retention value of trees in relation to proposed development
• health, condition and hazard potential
• Cultural significance

MONETARY VALUE

Methodologies for assessing the monetary value of ‘amenity’ trees have been progressively developed since 1929, and have included the Helliwell system (1967) further revised 1990, Australian Institute of Horticulture (1977), Thyer Method (1986), Burnley Method (1986), Draft Australian Standard (version 1) 1992, Draft Australian Standard (version 2) 1999 to name a few.

This includes the latest version of the draft Australian Standard, which has been under development for a number of years still under review.

There has been little agreement or consensus on a particular method, primarily because most methods use highly subjective criteria. The implication of this is that even trained professionals evaluating the same tree with the same method can arrive at considerably different results. The inconsistency in monetary valuation makes most systems unreliable and therefore their validity is often called into question.

Monetary valuations usually use a range of criteria to assess the amenity value of a tree or group of trees in the landscape and include similar fields to those highlighted in The Burra Charter

Initially, the main purpose of such systems probably arose from the issues of nuisance, negligence and trespass in Common Law, in order to arrive at an acceptable value for the purpose of determining appropriate levels of compensation (for the loss, injury or damage to trees).

These systems have been applied to land development, in order to establish the value of compensation for trees injured or destroyed as part of development works, or to establish monetary figures for bonds and bank guarantees in the event of non-compliance with conditions of development consent relating to the protection of trees.

More recently the methodologies have been applied to establishing the value of tree, for the purpose of strategic asset management.

RETENTION VALUE

Various methodologies have been developed to establish retention values or priorities for trees in the context of proposed development. Essentially these are aimed at establishing the relative value of trees using a systematic approach to determine which are most desirable for retention. Early systems derived in the UK were centred on determining the trees’ ‘amenity value’ as provided for under Town and Country Planning regulations.

These have included the criteria for assessment in British Standard 5837:1991 – Guide for Trees in Relation to Construction. These criteria focus on issues of health and condition, life expectancy and suitability in the context of the proposed development as well as visual amenity (size, form and location relative to existing features). From this assessment, trees are divided into four categories relating to their desirability and appropriateness for retention.

In 1996, a new system derived from the methodology in BS 5837 was developed by arborist Jeremy Barrell. This system became known as SULE (acronym for Safe Useful Life Expectancy) and was promoted as the ‘cutting edge’ of pre-development tree assessment. This system centres on safety as priority, with secondary considerations of sustaining amenity and cost/benefit of tree retention. The intent was to come up with a systematic way of categorising trees in pre-development tree assessments.

A new system was developed from SULE in 2005 after field testing by Jeremy Barrell known as Tree AZ. Again, this uses a systematic approach to categorise trees and establish retention values for development planning purposes. Like SULE, the focus is on retaining those trees that are in the best health and condition, with the greatest life expectancy and the highest amenity value.

Both systems have been widely used in Australia particularly since the introduction of the Environmental Planning and Assessment Act (1979), which requires consent authorities to have due consideration for the environmental impact of a proposed development (including its impact on existing trees).

This system has been challenged in recent times by a greater focus on the role of trees in environmental processes and particularly biological diversity. In this case, the values may be diametrically opposed to the values of SULE, for example, those trees which are locally-indigenous, contain hollows for habitat of arboreal animals and birds and a range of species and ages are more important values than general ‘amenity’ that trees provide.

ASSET VALUE

The introduction of Australian Accounting Standard 27 (AAS 27) in the early 1990’s has had significant implications for both local and state government in terms of tree management. The standard focuses on ensuring the appropriate reporting of the current value and rate of depreciation of infrastructure and other public owned assets, including trees.

This has required the use of appropriate methodologies for:-
• Establishing the current health and condition of an asset;
• Its current material value (in monetary terms); and
• Its rate of depreciation and time period for replacement (life cycle cost).

This has forced a more strategic view of asset management aimed at optimising the useful life of assets and ensuring that appropriate funding is available for maintenance and capital replacement. This total assessment management view included a closer reign on risk management. It also re-sparked the debate on monetary valuation methods.

In most instances, methodologies have been drawn from existing valuation methods and available assessment criteria for establishing current health and condition and estimated life expectancy.

One of the problems facing managers is that trees as assets tend to increase in value before they diminish, not in a straight line like many other forms of infrastructure.

CULTURAL SIGNIFICANCE

The Burra Charter was adopted by the Australian National Committee of the International Charter of the Conservation and Restoration of Monuments and Sites (ICOMOS) in August 1979.

The Burra Charter provides guidance for the conservation and management of places of cultural significance (Cultural Heritage Places), with a view that conservation is an integral part of the management of Places of Cultural Significances. This includes natural, indigenous and historic places with cultural values. A Place is further defined as a “site, area, land, landscape, building or other work” including the components thereof (e.g. trees, gardens and parks may be considered components of “Places”).

“Cultural Significance” is defined as “aesthetic, historic, scientific or social value for past, present or future generations”

Guidelines for Assessing Heritage Significance have been further developed by the NSW Heritage Office (2001) using criteria encompassing the values outlined in the Burra Charter.

The recognition of trees as important components of places of cultural significance has lead to the development of Guidelines for the Conservation and Management of Street Trees in 1990 by the then Department of Planning. In particular this was in response to increasing development and trees being considered expendable, that is their importance and value to the community not recognised or appreciated.

The higher awareness of environmental issues and the lack of proper management and conservation has also lead to the development of numerous “Significant Tree Registers” across Sydney, commencing with Blue Mountains City Council in 1986. However, few of these provide any legislative protection of trees over and above existing Tree Preservation Orders. Only a few (to my knowledge) are linked to Local Environment Plans, for instance.

HEALTH, CONDITION AND HAZARD ASSESSMENT.

Numerous methodologies have been developed, mainly by arborists and arborists associations for the systematic evaluation of trees to provide some informed judgement on safety and potential hazard. The most well know of these is the Visual Tree Assessment (VTA) Procedure developed by Claus Mattheck and Helge Breloer. Other Systems include David Lonsdale’s Tree Assessment Strategy.

These methods rely initially on fairly subjective assessment, but become increasingly objective as issues are identified and warrant further investigation. Hazard Assessment Methodologies focus on levels of risk and more recently, probability of failure, based on criteria relating to tree size, structural integrity, proximity to ‘targets’ and the type and intensity of use of the areas surrounding the tree within the target area. Essentially all these methodologies are aimed at reducing risks associated with urban trees.

Since the physical health and condition has a strong relationship to its value, these methodologies are in some ways precursors to all other valuation methods and criteria.

SUMMARY

In summary, a number of evaluation methods exist in the industry to aid in the evaluation of urban trees. The type of methodology used is largely dependent on the outcome required and its purpose. Many of these methodologies are still undergoing change and refinement. Monetary valuation systems in particular are the subject of continual debate. The overall problem with most systems is the lack of strongly objective criteria. The subjective nature of most assessment methods leads to a large differential in results, calling the validity of the system into question. Objective criteria are difficult to formulate, particularly in monetary systems, because ultimately the result cannot be easily tested. Trees may be regarded and accepted as an asset, but (at least as mature specimens) they are not usually a commodity that can be bought and sold.



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